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Keywords: investment advisers
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Journal Articles
Journal:
Issues in Accounting Education
Issues in Accounting Education (2014) 29 (1): 217–227.
Published: 01 February 2014
..., and Glasser, LLP provided an attestation report regarding the assertion of Sentinel Management Group (a registered investment adviser) that it had complied with regulations regarding recordkeeping and custody of assets held for its investment clients. The accounting firm failed to follow the applicable...